Securities Litigation

Jaffe's Securities Litigation Practice Group is comprised of experienced attorneys with expertise in nearly every area of securities litigation, which allows the Firm to offer effective and result oriented representation on a cost-effective basis. The Firm regularly represents broker dealers, registered representatives and investment advisors in a broad range of regulatory investigations, enforcement actions and disciplinary inquiries. The Firm's securities litigation practice also represents brokerage firms and members of the industry in litigation and arbitration. The substance of these actions includes all aspects of securities industry matters including customer disputes; employment disputes; and motions to compel arbitration. The Firm has extensive experience in disputes relating to the enforcement of covenants not to compete, forgivable loan agreements, and the raiding of a group of employees from the competition. The Firm is represented at industry meetings; members of the Firm have spoken at seminars and have provided in-house training to brokerage firms on compliance issues. They regularly serve as arbitrators in securities disputes and, with their detailed understanding of the securities industry, our attorneys enjoy an excellent reputation producing positive results.

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